How Does the Evolution of Universal Ecological Traits Affect Population Size? Lessons from Simple Models
Abstract
This article argues that adaptive evolutionary change in a consumer species should frequently decrease (and maladaptive change should increase) population size, producing adaptive decline. This conclusion is based on analysis of multiple consumer-resource models that examine evolutionary change in consumer traits affecting the universal ecological parameters of attack rate, conversion efficiency, and mortality. Two scenarios are investigated. In one, evolutionary equilibrium is initially maintained by opposing effects on the attack rate and other growth rate parameters; the environment or trait is perturbed, and the trait then evolves to a new (or back to a previous) equilibrium. Here evolution exhibits adaptive decline in up to one-half of all cases. The other scenario assumes a genetic perturbation having purely fitness-increasing effects. Here adaptive decline in the consumer requires that the resource be self-reproducing and overexploited and requires a sufficient increase in the attack rate. However, if the resource exhibits adaptive defense via behavior or evolution, adaptive decline may characterize consumer traits affecting all parameters. Favorable environmental change producing parameter shifts similar to those produced by adaptive evolution has similar counterintuitive effects on consumer population size. Many different food web models have already been shown to exhibit such counterintuitive changes in some species.
Introduction
It has long been known that natural selection can reduce the equilibrium population size of a species if it involves traits that increase an individual’s performance at the expense of other individuals in the population (Haldane 1932). For example, sexual selection/competition and the adaptive evolution of ability in contest competition are known to be capable of decreasing population size, even to the point of extinction (Abrams and Matsuda 1994; Matsuda and Abrams 1994; Rankin et al. 2011; Ferriere and Legendre 2013); Le Galliard et al. (2005) and Denison et al. (2003) provide empirical examples of such decreases. Evolution of the within-host growth rate of parasites is also known to reduce population size in some systems (e.g., Decaester et al. 2007). However, the ecological parameters involved in simple models of population growth of free-living organisms do not fall into these categories. In standard continuous-time models in community ecology, these universal parameters are resource conversion efficiencies, resource attack rates, and mortality (loss) rate (see eq. [1a]). Increased conversion efficiency and decreased mortality are usually assumed to increase population size. This underlies the literature on evolutionary rescue (Gomulkiewicz and Holt 1995), whereby adaptive evolution prevents extinction. Adaptive evolutionary increase in a consumer’s attack rate may decrease its population size if its resource is self-reproducing and is overexploited, that is, below the abundance that maximizes the resource population growth rate. However, widespread occurrence of overexploitation is often discounted (e.g., Slobodkin 1974; Dawkins and Krebs 1979). Both field and laboratory studies examining overexploitation are nearly nonexistent (Abrams 2003). At the other end of the spectrum, some theoretical works that argue for evolutionary extinction (“suicide”) have made the unrealistic assumption that attack rates increase indefinitely without individual-level costs (e.g., Webb 2003; Parvinen and Diekmann 2013).
Perhaps because of the lack of empirical studies, many recent discussions of the interaction between ecological and evolutionary processes (eco-evolutionary dynamics; e.g., Schoener 2011) have not considered when or how frequently adaptive processes decrease, or maladaptive processes increase, the population size of the evolving species. These two possibilities should occur under the same circumstances, and both will be referred to here as “adaptive decline.” Discussions of maladaptive change seem particularly likely to assume that population size necessarily decreases as a result (i.e., that adaptive decline—maladaptive increase—does not occur). This assumption is built into the mechanism of mutational meltdown (Lynch et al. 1995) and underlies most of the literature on inbreeding depression. A recent book on eco-evolutionary dynamics, while acknowledging the possibility of adaptive decline, claims that “many populations and species have recently undergone range contractions and/or numerical declines … and both of these effects must ultimately stem from maladaptation” (Hendry 2017, p. 174; italics mine).
The present article uses simple consumer-resource models to examine the population-level effects of evolutionary change on the consumer. All biological species are consumers of resources, and consumer-resource models are the simplest ecological description reflecting universal processes influencing their population growth. Early works examining the impact of evolution on population size used simple single-variable models of density-dependent population growth (Charlesworth 1971; Roughgarden 1971). The results of these analyses were shown to be inconsistent with growth based on consumption of dynamic resources by Matessi and Gatto (1984) and are inconsistent with the wide range of potential responses of consumer population size to increased environmentally caused mortality revealed in several simple consumer-resource models (Abrams 2009a, 2009b, 2009c, 2009d). Nevertheless, the logistic or similar single-species models of density-dependent growth are still popular in eco-evo studies, constituting the main part of Hendry’s (2017, chap. 7) extensive review of eco-evo effects on population dynamics.
Many of the consumer-resource models considered here have been analyzed in a purely ecological context to show that unfavorable ecological change in one or more consumer parameters can increase consumer population size (including Abrams 2002, 2009d, 2014; Matsuda and Abrams 2004; Abrams and Matsuda 2005; Liz and Pilarczyk 2012; Sieber and Hilker 2012; Cortez and Abrams 2016). Most of these studies have focused on the increase in population size with increased mortality, termed a hydra effect (Abrams and Matsuda 2005). They clearly imply that decreases in population size due to decreased mortality are possible. Similar counterintuitive changes occur following any parameter shift that directly affects only the population growth of the focal species, at least in stable systems (Cortez and Abrams 2016), producing a generalized hydra effect. For example, increased (reduced) resource conversion efficiency decreases (increases) population size in consumer species that exhibit counterintuitive responses to altered mortality. The studies of the hydra effect referenced above employed models in which consumer fitness is equivalent to the per capita growth rate of an individual. In other words, the ecological parameter (e.g., mortality rate) that characterizes a consumer individual is independent of the mortality-determining trait values of other individuals of that species. This equivalence implies that adaptive evolution and favorable environmental change that produce similar parameter changes will produce the same direction of response in the equilibrium population density. Nevertheless, the ecological literature on hydra effects has not explicitly drawn conclusions about the analogous evolutionary process and has very seldom been cited in the evolutionary literature. Agrawal (2010), Agrawal and Whitlock (2012), Fronhofer and Altermatt (2015), and Osmond et al. (2017) appear to be the only four evolutionary articles that cited any of the above-referenced articles on the environmentally driven analogue.
Empirical evidence regarding the effect of evolution of basic ecological traits on population size is surprisingly sparse and inconclusive. Nicholson (1960) demonstrated that selection increased population size in laboratory populations of blowflies. However, Nicholson (1954) had earlier shown, in related work on the same system, that removal of individuals could increase population size, implying that evolution of lower mortality should decrease it. In one of the few subsequent studies, Bull et al. (2006) showed that phage populations sometimes decreased in response to natural selection. Nevertheless, treatments of adaptive evolution decreasing population size or maladaptive evolution increasing it are lacking in many current evolution textbooks (e.g., Charlesworth and Charlesworth 2010; Herron and Freeman 2014) and in a recent encyclopedia of evolution (Losos 2014). Admittedly, population increases due to maladaptation must have an upper limit; maladaptive changes of a sufficiently large magnitude are bound to make a population disappear. The extreme nature of many of the environmental changes that have been studied may be responsible for the fact that examples of populations decreasing due to maladaptation exist (e.g., Bell and Gonzalez 2009; others reviewed in Hendry 2017), while increases have apparently not been reported.
Knowing how evolution changes population size is clearly important for understanding and predicting trends in population size, so it contributes to both resource management and conservation biology. Moreover, the relationship between adaptive evolution and population size affects most long-term interspecific interactions in community ecology and should be a central concept in the study of eco-evolutionary dynamics (Fussmann et al. 2007; Kinnison and Hairston 2007; Schoener 2011; Ellner 2013; Hendry 2017). This article argues that adaptive decline is likely to occur too often to be ignored when assessing the cause of a change in population size. In evolutionary biology, understanding the effects of trait changes on population size is often required to understand the coevolution of interacting species (Abrams 1986; Cortez 2018). Given the realization that evolutionary change is often rapid, the sign structure of interspecific interactions can also be affected by adaptive decline (Abrams 1987).
The following section presents two variants of a simple, widely used model that appears to argue against adaptive decline. The remainder of the article explores weaknesses in this argument. I begin by discussing the meaning of the question, How does evolution change population size? The interpretation of this question has a major impact on predictions of the probability of adaptive decline. The next section investigates consumer-resource models that include realistic connections between the basic ecological parameters that were assumed to be independent in the first section. These models exhibit adaptive decline for a wider range of traits and/or conditions. This is followed by an examination of models that allow adaptive change in prey (resource) defensive traits; prey evolution can have a particularly strong effect in bringing about adaptive decline in its predator. All of these cases of adaptive decline are driven by a broader than usual definition of overexploitation. The penultimate section briefly reviews previous results showing adaptive decline in some models with more species or different types of feeding links. The final section (“Discussion”) summarizes the results and open questions and suggests how to resolve those questions.
An Argument against Adaptive Decline
The model used in this section involves the simplest possible description of consumer dynamics, characterized by linear functional and numerical responses. Resource dynamics are described by the two most commonly used models; logistic and chemostat dynamics. These systems are covered in many textbooks (e.g., Case 2000), and Matessi and Gatto (1984) presented an analysis similar to the following. Consumer population (N) growth as a function of resource abundance (R) is given by
Here and in later sections, I assume purely individual-level selection. The analysis also assumes that the additive genetic variance in the evolving trait is small enough that evolution can be approximated by fitness gradient dynamics (Iwasa 1991; Abrams et al. 1993); thus, the rate of change in a trait, x, affecting b, c, and/or d is proportional to .
The two models for resource (R) dynamics in the presence of the consumer (N) are
The equilibrium resource density () is d/(bc) in both cases. Adaptive evolution always favors increases in b and c and decreases in d, as the derivative of per capita growth rate with respect to parameter change is positive in all cases. This means that evolution always reduces . It is easily verified (Matessi and Gato 1984) that expressions (2a) and (2b) always increase with larger b or smaller d (unless ; see below). The abiotic model equilibrium () increases with larger c (unless ; see below). However, increases with c only if ; it decreases if . This reversal point corresponds to the resource density that maximizes the resource population’s total growth rate in the absence of the consumer (). Values of c that produce a smaller represent overexploitation. Abiotic resources cannot be overexploited. These qualitative results extend to forms that are more general than equations (1b) and (1c); that is, resource loss rate may be any increasing function of R in the abiotic model, and density-dependent reduction in growth may be any increasing function of R in the biotic model (appendix, “Models with Direct Consumer Density Dependence and Biotic Resource Growth”). If most resources are abiotic or if most biotic resources are not overexploited, a genetic change in the consumer that alters any parameter(s) in a fitness-increasing direction will usually increase consumer population size. It should be noted that prey organisms can have effectively “abiotic” dynamics when only those individuals that do not contribute to reproduction (e.g., senescent individuals) are vulnerable to the predator (MacArthur 1972).
Caveats
While equations (1) can be used to argue against adaptive decline, exceptions exist. One special case is density-independent resource growth ( in eq. [1c]). Here , and the only potential responses of to fitness enhancing changes are (1) no change if only b and/or d are affected and (2) decreased if c increases. Although the unlimited potential increase implied by exponential resource growth is unrealistic, it is quite possible for density-independent growth to characterize a wide range of resource abundances; this is supported by Brook and Bradshaw’s (2006) finding of no evidence for density dependence in 25% of the nearly 1,200 studies of density dependence they surveyed. Of the studies that found density dependence, many are likely to be consistent with no density dependence over a wide range of population sizes, a phenomenon that Andrewartha and Birch (1954) and Strong (1986a, 1986b) argued is common. Density independence in equations (1a) and (1b) produces neutrally stable consumer-resource cycles. Such cycles would not alter the above analysis, as the mean N equals , given the linearity of per capita resource growth as a function of R. It should also be noted that direct consumer density dependence of the functional or numerical response is likely to be common (Abrams and Ginzburg 2000; Skalski and Gilliam 2001; Heath et al. 2013). The addition of either type of consumer dependence to equations (1) stabilizes the equilibrium without changing the prediction that any increase in c decreases , as shown in the appendix (“Models with Direct Consumer Density Dependence and Biotic Resource Growth”). Thus, this “special case” of density-independent growth may actually be common, implying frequent adaptive decline.
A second exception to the generalization of adaptive increase is abiotic growth with . In this case, c has no effect on . However, is unrealistic in its assumption that resources persist forever in the absence of the consumer (Abrams 1977; Schoener 1978), and even very small values of E eliminate the possibility of adaptive decline due to purely beneficial parameter changes.
Even if density-independent growth were rare, it is not clear that equations (1) support an argument for rarity of adaptive decline. If adaptive change in some or all predator parameters continues, that change will eventually produce overexploitation, since all favored changes in the predator reduce . Once the prey is overexploited, the change in depends on the relative rates of evolutionary change in the three parameters. If adaptive evolution produces the same proportional change in all three parameters, the net effect will eventually be to decrease because the effect of changes in c will outweigh those in b and d. The exact condition for this decrease under logistic growth can easily be determined from the formula for . (Multiply b and c by a proportional increase, p, and d by (1/p) in eq. [2b] and solve for the condition where the derivative with respect to p at becomes negative.) This occurs when
In judging whether either overexploitation or condition (3) is restrictive, note that many prey suffer even greater proportional reductions due to their predators. Shurin et al.’s (2002) meta-analysis found that the mean prey (herbivore) reduction caused by predators in 12 experimentally studied lentic benthic systems was 17.3-fold (i.e., <6% of carrying capacity). For four of the six ecosystem types they reviewed, the mean prey reduction was to 40% of carrying capacity or lower. While the shape of density dependence is unknown for most organisms, if growth were logistic, prey abundance under 50% of carrying capacity would imply overexploitation. If resource growth is described by Gilpin and Ayala’s (1973) more general theta-logistic model, any reduction in to approximately one-third of the carrying capacity or less must represent overexploitation. Thus, available evidence suggests that overexploitation—and even satisfaction of a generalized version of condition (3)—should occur frequently.
Another argument for frequent adaptive decline arises from the nature of the evolutionary scenario, which in this has been assumed to be beneficial genetic change that does not affect any parameter in a fitness-reducing manner. A different scenario is discussed in the following section.
Interpreting the Question, How Does Evolution Change Population Size?
The above question is not well posed. It is necessary to specify a starting point for measuring population size and trait values and to specify what causes change. The previous section has assumed a scenario in which the system is at an ecological equilibrium and is perturbed by an adaptive genetic change that has strictly positive effects on one or more ecological parameters. However, many traits are characterized by trade-offs, with positive effects on some parameter(s) and negative effects on others. Opposite fitness effects on different ecological parameters have been demonstrated for many ecologically important traits, such as body size and temperature tolerance (Yodzis and Innis 1992; Gilbert et al. 2014; Amarasekare 2015). These trade-offs help maintain genetic variation via frequency-dependent fitness (e.g., Charlesworth and Hughes 2000). Genetic or environmental changes that displace such traits from the initial equilibrium—or a change in the equilibrium itself—require a different approach.
Environmental change can occur within an occupied area or when individuals move into an unoccupied habitat characterized by different environmental characteristics. Both cases are followed by attainment of a new ecological equilibrium and subsequent evolution, which will generally change population size from its initial ecological equilibrium (in real systems the timescales of ecology and evolution likely overlap, so measurement of the character throughout the process may be needed to separate these effects). Evolution may also restore a previous trait equilibrium following temporary evolutionary forces that have displaced the trait (temporary gene flow or drift due to a temporary population bottleneck). This section will treat cases where the original trait produces opposing fitness effects on different parameters.
Here a different framework is needed. Given equation (1a) and the assumption of character change at a rate proportional to the gradient of individual fitness with respect to the individual’s character (Iwasa et al. 1991), an evolutionary equilibrium value of an evolving trait x occurs where the derivative of individual per capita growth rate, with respect to x evaluated at equilibrium (), is zero; that is,
For both equations (1a) and (1b) and equations (1a) and (1c), decreases with x at the value specified by equation (4), which is denoted ; see equations (A1a) and (A1b) in the appendix. This result implies that for small enough changes reducing x below (i.e., smaller c) increases , while a larger x decreases ; the equilibrium trait and c are larger than the value that maximizes population size. The slope of the relationship between and x at evolutionary equilibrium approaches zero only as itself approaches zero (appendix, “Various Derivations Relating to Equations (1)–(3)”). In general, there is no reason to assume that a perturbation to the trait or consumer fitness function is more likely to increase or decrease the equilibrium x relative to that of the original system. In many cases knowing the details of both the system and the perturbation allows the subsequent direction of change in x to be deduced. However, averaged across many systems with many types of perturbations, it is likely that the approach to the new equilibrium involves a decrease in in approximately half of all cases.
Figure 1 provides numerical examples based on the abiotic resource system consisting of equations (1a) and (1b). Here the equilibrium is always stable. The trait x influences both the attack rate and the mortality rate () and ). The figure shows population size as a function of x and both the evolutionary equilibrium and population-maximizing values of x. The two panels represent environments characterized by different baseline mortality rates, d0, which produce different evolutionary equilibrium x values (). In figure 1A (), the population-maximizing x is 0.0925, while . Most displacements of x below produce a subsequent net increase in , and all involve decreasing over the later phase of the evolutionary trajectory. Figure 1B involves a higher d0 (=0.4), which leads to a smaller difference between the population sizes at the maximizing and equilibrium values of x. Displacements of x to values less than the population-maximizing value involve an initial evolutionary increase in , followed by a decrease. A net population increase may occur for the largest negative displacements. For example, in figure 1A with , a net increase requires an initial shift to . Barring evolutionary rescue, extinction occurs at . Thus, a displaced involves a significantly increased risk of extinction. Even ignoring this possibility, the figure 1A example implies that 97.4% of the range of possible downward displacements of x result in a net adaptive decline; the corresponding range for figure 1B is 88.9%. The corresponding fractions of possible downward displacements producing a strictly monotonic decrease in are 83.6% for figure 1A and 65.9% for figure 1B. Consumer equilibrium population size (; solid line) as a function of a trait value, x, which increases both the attack rate and the per capita death rate. The system has abiotic resource growth and a consumer with a linear functional and numerical response (eqq. [1a], [1b]). The two vertical dashed lines show the x that maximizes N () and the evolutionary equilibrium x (). A displacement of x to below the evolutionary equilibrium value produces an ecological increase in N, followed by a decrease in N as x evolves back to the evolutionary equilibrium. Very large decreases in x imply that an increase in N precedes the decrease. If x is displaced above the equilibrium value, N increases as it evolves back to the equilibrium. The parameters c and d are given by and . The parameter values common to both panels are , , , , , and . A assumes ; B assumes , which implies a smaller impact of the consumer’s presence on the equilibrium resource abundance. Note the difference in the vertical axis scale in the two panels.
As shown in the appendix (“Figure 1 Derivations”), the two panels of figure 1 reflect a general result for this model; that is, greater resource reduction by the consumer leads to a larger ratio of the maximum consumer population size to the population size at . This is because reduction in produces indirect frequency dependence in fitness that is greater for large reductions. Figure 1 also illustrates how population size changes as it evolves from its in a previous environment to a different in a new environment following colonization. For example, if individuals from the (fig. 1A) environment with were introduced into an uninhabited environment (fig. 1B), the population would initially attain an ecological equilibrium of but would subsequently decrease to the eco-evolutionary equilibrium of as x increased to 0.894. The reverse introduction (from to ) would cause a population increase from 7.022 to 12.219 as x decreased from 0.894 to 0.447.
The type of scenario considered in this section likely characterizes most cases where adaptive evolution affects on a timescale that is easily measured for multicellular organisms. Unconditionally beneficial genotypes with large positive effects are rare, but environments change frequently. Temporary but extreme environmental change can produce large evolutionary changes in ecologically important characters, which subsequently evolve back to their original equilibrium. More permanent environmental change often causes evolution to a new equilibrium. Thus, the “response to altered environment” scenario seems likely to underlie most studies of character shifts due to natural selection in the field (e.g., Endler 1986; Kingsolver et al. 2001). This argues that even in the absence of overexploitation as it is traditionally defined, adaptive decline may still be common.
Nongenetic Parameter Linkages in More Realistic Models with Biotic Resources
More realistic representations of the consumer-resource interaction provide additional mechanisms by which adaptive changes in b or d decrease population size. Some of these mechanisms arise when equations (1a) and (1c) are altered by changing the linear functional response to one that exhibits saturation, such as Holling’s type 2 or type 3 responses. Jeschke et al. (2004) showed that such saturating responses occur in the large majority of consumers studied. In biotic resource models these responses make it possible for increases in d or decreases in b to increase consumer population size; these results were implicit in Rosenzweig and MacArthur (1963) and were discussed explicitly in Abrams (2002). Linkage occurs because changes in b or d alter , which decreases the effective attack rate (i.e., the capture rate per unit time per unit resource density by an average consumer). This effective rate is in the case of a type 2 response with handling time h. Changes in other parameters (b, d) may also alter the effective attack rate under equation (1a) if adaptive phenotypic plasticity and/or behavior affect c. An important case is the behavioral trade-off between lowering mortality and increasing the attack rate on the resource, which is frequently observed (e.g., Lima and Dill 1990; Werner and Anholt 1993; Werner and Peacor 2003). This allows adaptive evolutionary changes in traits affecting only b or d to increase the effective attack rate and, thus, decrease over part of the range where the resource is overexploited. Similar parameter linkage may occur with dynamic shifts in energy allocation between different physiological functions (Nisbet et al. 2000).
This effect of trait coupling can be explored in its simplest setting by assuming that both c and d in equations (1a) and (1c) are affected by a phenotypically plastic (e.g., behavioral) allocation trait. I define the trait, y, such that attack rate c is the trait value multiplied by a scaling factor c0. Mortality, d, is given by a baseline rate d0 plus a plastic trait-dependent component given by a scaling factor d1 multiplied by a positive increasing function, f(y). The function is assumed to have a positive second derivative () so that an equilibrium characterized by stabilizing selection exists. Using the fitness gradient approach to describe the behavioral dynamics of y (Abrams et al. 1993) means that equations (1a) and (1b) are supplemented by
Here the parameters b, c0, d0, and d1 may evolve. The effects of adaptive evolutionary change in each consumer parameter are given in the appendix (eqq. [A3a]–[A3d]), where it is shown that increases with adaptive change in either b or d0. The effect of c0 on depends on overexploitation; equilibrium resource densities less than r/2k (overexploitation) bring about a negative effect of larger c0 on . The impact of adaptive change (a decrease) in d1 is more complicated, but it must be negative when k is sufficiently small (i.e., density dependence is weak). Thus, the evolution of d1 produces adaptive decline when the consumer reduces resource abundance sufficiently. Many traits affect both d0 and d1; this is likely for traits determining activity times and for traits influencing body size. A large enough relative effect on d1 produces adaptive decline. Abrams (1992, 2014) analyzed a related model with behavioral plasticity that couples c and d in a system with a nonlinear consumer numerical response. This model can exhibit adaptive decline as a result of evolution of a larger number of consumer parameters than in the simpler model considered above (Abrams 2014).
The models treated in this section show that although overexploitation is still needed for adaptive decline under the beneficial genetic change scenario, it can occur for traits that affect mortality or conversion efficiency, provided plasticity produces an indirect effect on the attack rate.
Adaptive Decline in a Predator Driven by Adaptation of Its Prey
Previous work has often viewed prey (resource) adaptation as a factor preventing predators (consumers) from overexploiting prey in spite of evolution of the predator’s attack rate (Slobodkin 1974; Dawkins and Krebs 1979). However, this ignores the negative effects of antipredator traits on prey population productivity. Two models are used to show that prey evolution often generates adaptive decline in the predator. The first is a two-prey analogue of equations (1a) and (1c); it consists of a predator, two prey, and a lower-level resource shared by both prey. This “diamond food web” has been analyzed many times in a purely ecological context (e.g., Leibold 1996; Noonburg and Abrams 2005). The model is given in the appendix (eqq. [A4]). The second model in this section assumes that the predator has a type 2 functional response and that the prey trait increases defense at the expense of reduced maximum growth rate (Abrams and Matsuda 1997; Yoshida et al. 2003; Jones and Ellner 2007).
The diamond food web model is equivalent to evolution in a single asexual prey species with two types that differ in predator susceptibility and another fitness component. Equilibrium predator density () is independent of its death rate or its conversion efficiencies, provided these do not cause extinction of one prey species. always decreases with proportional increases in the predator’s attack rates of both prey or with increases in its attack rate on the more vulnerable prey (eq. A4e). The direction of these responses of to parameters are identical to the direction of change of in equations (1a) and (1c) with density-independent () growth of its single prey. However, in the diamond food web, a sufficiently large change in any predator parameter eventually causes the extinction of one prey species; adaptive predator changes in mortality or conversion efficiency favor the better-defended prey. Once this is the only prey species present, further adaptive changes in the predator will then bring about adaptive decline only if the predator’s effective attack rate increases and the remaining prey is overexploited. The predator responses in this model are equivalent to those in a three-species web in which the two prey species compete with the product of their competition coefficients equal to 1 (Abrams and Matsuda 2005).
Abrams and Matsuda (1997) studied predator-prey models with a type 2 predator functional response and an evolving prey. However, neither this nor later works on this topic (Yoshida et al. 2003; Jones and Ellner 2007) discussed the impact of prey evolution on the equilibrium predator population’s dependence on it own parameters. Abrams and Matsuda (1997) employed a fitness gradient model to describe the dynamics of the prey’s growth-vulnerability trait, z. If there is a linear trade-off between the prey’s per capita growth rate at low density and its vulnerability to (i.e., attack rate by) the predator, as in Abrams and Matsuda (1997), adaptive decline is driven by four of the five predator parameters, provided that (1) the prey’s equilibrium trait value does not reach its maximum or minimum and (2) sustained cycles do not alter the direction of response in mean population size of the predator. Slightly changing the notation in Abrams and Matsuda (1997), denoting the trait value by z and generalizing the form of prey density dependence, the model becomes
Figure 2 illustrates the entire relationship between predator mortality rate and predator population size for two sets of values of the remaining parameters. At low mortality rates (d), the prey trait z is fixed at zero, so no adaptive response to the predator occurs. In figure 2A, there is a zone of (slight) adaptive decline for , where the equilibrium (with ) is unstable; this is attributable to the type 2 predator response. This does not occur in figure 2B, which has a smaller handling time. In both panels, increases with increasing d (or decreases with decreasing d) over the entire range over which z responds to d. The dashed line in both panels shows the potential effect of an upper limit to z; such an upper limit always exists when adaptation involves a shift in the abundances of two competing prey phenotypes. Adaptive decline above this upper limit is always due to overexploitation combined with parameter linkage due to the type 2 response rather than to prey adaptation. The frequency dependence in prey evolution (which is caused by the type 2 response) magnifies the productivity-reducing effect of its evolution and thus magnifies the adaptive decline in the predator. Predator equilibrium population size, , as a function of its death rate in a system with evolution of prey defense, based on equations (6) and (7). The prey’s maximum per capita growth rate is a function of a trait, z, which also determines vulnerability to capture by the predator. The model allows for a potential upper limit to the prey vulnerability trait, z; the dashed line shows the population size given such an upper limit ( in A; in B). These values are arbitrary; larger maximum z would imply divergence of the dashed line at a larger z. The two panels both assume , , , , and . A assumes and , while B assumes and . In both panels, the solid line is based on equations (6); here the abrupt change corresponds to the transition between a system with an equilibrium to one with . No corrections are made for population cycles.
Similar effects have been shown in a number of related models. Abrams and Matsuda (2005) and Abrams (2009a) explored the impact of environmentally caused increases in predator mortality for several versions of the diamond food web, which also represents a three-species food chain with two asexual clones in the middle species. Abrams and Matsuda (2005) allowed resource partitioning between the competing prey, and Abrams (2009a) illustrated the effects of population cycles on the response of mean population density to increased mortality in some unstable systems. The increased population size driven by greater mortality revealed in both studies implies adaptive evolutionary decline caused by predator evolution of lower d or higher b. Pinti and Visser (2019) studied a more complicated model of adaptive vertical migration of predator and prey and note the possibility of adaptive decline in predator populations due to evolution of its attack rate.
The various models and results reviewed above support the argument that adaptive change in the prey often makes adaptive decline in the predator more likely (contra Slobodkin [1974] and Dawkins and Krebs [1979]).
Adaptive Decline in Other Models
Many other plausible models for consumer-resource interactions exist, and such interactions are usually embedded in larger food webs. Further work is required to fully explore the eco-evolutionary change in these systems, but several cases may be understood on the basis of the comparable conditions required for a hydra effect, the ecological analogue of adaptive decline.
Direct negative effects of consumer density on consumer per capita growth rate are absent from the above models but are common in nature (Abrams and Ginzburg 2000; Heath et al. 2013). They can be added to equation (1a) by making either (or both) the consumer death rate (d) or its attack rate (c) a function of N. The consequences for adaptive decline are treated briefly in the appendix (“Models with Direct Consumer Density Dependence and Biotic Resource Growth”). Direct predator density dependence does not change the fact that increased c decreases when is below the point of maximum productivity. Consumer density-dependent death rates were included in several models of hydra effects by Cortez and Abrams (2016); in the cases examined, these terms did not eliminate the hydra effects that occurred in their absence, again implying the same for adaptive decline. Note also that direct consumer density effects do not qualitatively alter the “displaced trait” scenario considered above; the change in population size is still determined by whether the displaced value of x lies above or below its equilibrium.
Moving beyond simple consumer-resource models, some models of simple food webs with three or more trophic levels, with competing consumer species, or with stage-structured populations have been shown to exhibit hydra effects in relatively simple models (Abrams and Vos 2003; Abrams and Quince 2005; Abrams and Cortez 2015b; Cortez and Abrams 2016). For example, Abrams and Vos (2003) showed that hydra effects could occur in the middle and top species in a three-species food chain where the middle (prey) species has adaptive change in an allocation trait affecting both its predator vulnerability and resource capture rate. Evolution of species-specific parameters other than mortality in the model would also exhibit adaptive decline, based on Cortez and Abrams (2016). These results for three-level systems mean that many prey species are also expected to experience adaptive decline, as any prey species in a two-level model in reality would have dynamics that depend on those of its own resources, for which a three-level model is often more appropriate.
Webs having four or more species and other configurations have received limited attention. Abrams (2012) and Abrams and Cortez (2015a) consider two-consumer/two-resource models and show that adaptive evolution of the relative attack rates on different resources during character displacement will frequently reduce the population size of the evolving species. Yodzis (1988) studied indirect ecological effects in simple food web models based on 16 different empirically determined food webs. He found hydra effects (which he termed negative self-effects) for some parameter estimates in 27% of all of the webs. All of these are cases in which adaptive evolutionary changes in b or d would produce adaptive decline based on the ecological results of Cortez and Abrams (2016). The population-level consequences of ecological changes in attack rates have received less attention than changes in mortality, but a variety of cases of population decrease in response to favorable change in attack rates have been demonstrated in systems with two competing consumer species (Abrams 2003, 2004).
Of course, some food webs make adaptive decline less likely for some traits. For example, a specialist, strictly food-limited predator on the consumer will prevent any change in the equilibrium consumer population size following any evolutionary change that causes no extinctions and only affects parameters of the consumer-resource part of the food chain. However, adding a fourth-level predator, additional consumers, and/or connections of consumer attack rate to the consumer’s vulnerability to the predator (Abrams and Vos 2003) can all allow adaptive decline to occur in the consumer species, in spite of its specialist predator.
There are still many unknowns about factors influencing the occurrence of adaptive decline. In most species, there are likely to be multiple traits affecting different combinations of parameters and, in many cases, altering each other’s selection gradients. Such multiple trait models and the possible complications arising from the dynamic instability of their concurrent evolutionary change cannot be treated here, and very little is known about these issues. In size-, stage-, or age-structured populations different measures of abundance (numbers vs. biomass) may change in opposite directions due to evolution (de Roos and Persson 2013). Such situations lead to some ambiguity in the definitions of both hydra effects and adaptive decline. However, these circumstances also lead to similar ambiguity in the definition of all interspecific interactions. It is not known how the measure of population size affects the frequency of adaptive decline.
In spite of these unknowns, there is as yet no clear evidence that alternative models or those with more species will weaken the general case for adaptive decline.
Discussion
Summary of Mechanisms
The results illustrate several mechanisms for adaptive decline in free-living consumer species. All of these involve overexploitation in a broader sense than the traditional definition, which is based on a phenotypically inflexible, nonevolving resource. If a trait affecting the consumer’s resource attack rate is initially at an equilibrium based on a trade-off with one or more other ecological parameters, evolution favors an attack rate greater than that which maximizes population size (fig. 1), even without overexploitation in the traditional meaning of that term. Unless the consumer has little effect on its resource or the initial (displaced) attack rate is extremely low, evolution of the attack rate toward equilibrium from a lower value will significantly decrease consumer population size, even in systems with abiotic resources. Connections of other ecological parameters to the effective capture rate via phenotypic plasticity and nonlinear functional responses imply that most traits affecting these parameters can also be characterized by adaptive decline under this first scenario.
The other evolutionary scenario discussed here involves novel genetic change that has purely beneficial effects on one or more parameters. In this case adaptive decline occurs only with biotic resources (i.e., prey) that are initially overexploited, and the evolutionary change must increase the attack rate sufficiently to overcome any opposing effects of increased b or decreased d. However, these conditions may be satisfied in many systems. They are usually satisfied if prey density dependence is weak or nonexistent. Adaptive changes in all consumer parameters push the system toward overexploitation if it is not initially present. Adaptive decline can occur when the initial genetic change affects only mortality or conversion efficiency, provided that a saturating functional response or adaptive phenotypic plasticity links changes in mortality rate and/or conversion efficiency to sufficiently large changes in the effective attack rate.
The evolutionary scenario involving purely beneficial parameter change(s) in the predator is altered if there is also evolution (or other forms of adaptive change) in the prey. This can be a predation-driven shift in the species composition of a prey community or genetic change in a single prey. Prey evolution can lead to adaptive decline for most or all of the predator’s ecological parameters. Adaptive decline with parameters other than the attack rate requires a saturating predator functional response, but this characterizes most species (Jeschke et al. 2004). Adaptive decline under this scenario involves overexploitation in a broader (evolutionary) sense that better-defended prey types must have lower productivity than less defended types. Such trade-offs have been observed frequently in laboratory systems (Yoshida et al. 2003; Hiltunen and Becks 2014).
Empirical Evidence regarding Adaptive Decline
Few studies of natural selection in nature (e.g., Endler 1986; Kingsolver et al. 2001) have included accurate estimates of population size of the evolving species and so do not help evaluate the frequency of adaptive decline. Empirical studies of population change caused by selection are uncommon and exhibit inconsistent results, as noted in the introduction. Future studies of evolution and population density following environmental change will need to distinguish the ecological and evolutionary impacts on population size, as their timescales often overlap. If the relevant traits are known and can be measured during the initial period of primarily ecological change, this problem can be overcome.
Narrow-sense overexploitation of biotic resources certainly makes adaptive decline more likely. As noted above, the presence or absence of overexploitation of prey has received remarkably little empirical attention. One potential approach is to estimate the shape of density dependence from knowledge of the food web (Abrams 2009a, 2009b, 2009c); this allows calculation of the population size that maximizes prey production. Sibly et al. (2005) attempted to use time-series analysis of population sizes to estimate the shape of density dependence, and this approach is also possible, although delayed density effects can be problematic. A direct approach to determining whether overexploitation is present was illustrated by Peacor (2002), who used predator cues to reduce the attack rates of a tadpole species on its food, which increased their biomass relative to a no-cue treatment, indicating overexploitation.
The consequences of changes in predator growth parameters for predator population size, given that their prey exhibit adaptive defense, has also not been examined directly. Abrams and Matsuda (1997) and later articles studying similar systems with evolution of prey defense (Yoshida et al. 2003; Jones and Ellner 2007; Cortez 2018) have all concentrated on the nature of population cycles that can arise from some parameter values. Even without predator evolution, manipulation of the predator death rate to determine whether a hydra effect was present would provide evidence for or against the likelihood of evolutionary adaptive decline.
Ecological Evidence Bearing on the Occurrence of Evolutionary Adaptive Decline
Hydra effects were originally defined as responses to altered mortality and were later (Cortez and Abrams 2016) generalized to the effects of any parameter that only directly affected the per capita growth rate of the focal species. Changes in resource attack rates do not fall under this expanded definition but have long been known to produce opposite effects on immediate per capita growth rate and ultimate population size in models of very simple food webs (Abrams 2002, 2003, 2004). For all of these parameters, the effect on population size is independent of the cause of the change in parameter value. This independence means that existing ecological theory on hydra effects and responses to attack rates can predict evolutionary adaptive decline for traits affecting the corresponding parameters, at least for systems having a stable equilibrium (e.g., Abrams and Cortez 2015b; Cortez and Abrams 2016). Empirical evidence of hydra effects is discussed in Abrams (2009d, 2015); Zipkin et al. (2008) and Ohlberger et al. (2011) are two of the few examples outside of laboratory settings. Given the greater possibilities for experimental examination, it is likely that future studies of the ecological analogue of adaptive decline will support the likelihood of similar evolutionarily driven population changes.
It should be noted that hydra effects due to environmental change may be altered in systems in which the predator or both predator and prey evolve. This topic is largely unexplored, although Northfield and Ives (2013, their fig. 4B) provide an example where an environmental increase in the attack rate decreases predator population size in a system with predator-prey coevolution.
Countering Theoretical Arguments against Adaptive Decline
Group selection, if present, would likely reduce the range of conditions producing adaptive decline (Wilson 1983; Pels et al. 2002). However, this would require an appropriate metacommunity structure and restrictions on dispersal and extinction rates. Little if any empirical evidence exists for large effects of group selection on consumer attack rates in natural systems. In this connection, it should be noted that adaptive dispersal in metapopulations was long ago shown theoretically to reduce population size (Holt 1985), but this also apparently lacks empirical tests.
Two other potential theoretical arguments against specific adaptive decline effects in consumer resource systems are (1) environmental variation makes the result less likely, which is implied by analogous findings for the hydra effect (Abrams 2009d), and (2) competition with other consumer species makes the result less likely (Agrawal and Whitlock 2012). Neither of the cited articles explores a wide range of models. There are many types of environmental variation, and we know little about how they affect the range of different adaptive decline scenarios. Interspecific competition does not always eliminate ecologically driven adaptive decline except under very high levels of competition (Abrams 2002, 2003; Abrams et al. 2003). Furthermore, at least one adaptive decline mechanism, the population reduction caused by (adaptive) character displacement (Abrams 2012; Abrams and Cortez 2015a), actually requires interspecific competition. If adaptive decline is eventually shown to be rare, it will imply that important features are missing from the most current consumer-resource models.
Other Mechanisms for Adaptive Decline
Previously, the most commonly discussed mechanisms for evolution-caused declines in population size have involved contest/interference competition or sexual conflict (Rankin et al. 2011; Ferriere and Legendre 2013). These mechanisms are certainly capable of producing adaptive decline. For some classes of organisms (e.g., plants; Denison et al. 2003), frequency-dependent competitive mechanisms that decrease population size may be the norm rather than the exception. The evolution of parasite or disease virulence is another case that is not covered here but is also likely to often exhibit adaptive decline due to strong frequency dependence in parasite fitness (Decaester et al. 2007; Boldin and Kisdi 2016). All of these mechanisms require more empirical attention.
I thank the Natural Sciences and Engineering Research Council of Canada for support. A. Agrawal, M. Cortez, and the reviewers and editors all provided very useful comments on earlier versions.
Appendix. Outlines of Derivations for Results in the Text
Various Derivations Relating to Equations (1)–(3)
Change in Population Size with at Equilibrium Densities for Equations (2)
Expressing b, d, and c as functions of x, taking the derivative of equation (2a) with respect to x, substituting for ∂c/∂x using equation (3) in the text, and denoting derivatives by primes yields
Figure 1 Derivations
The evolutionary equilibrium N, , for the specific model used in figure 1 is
Models with Direct Consumer Density Dependence and Biotic Resource Growth
Equations (1) in the text may be changed to include direct consumer effects on its functional response and/or mortality rate by changing equation (1a) to the following:
In the special case of density-independent resource growth, the addition of consumer density dependence of either type stabilizes the otherwise neutrally stable equilibrium because it makes the trace of the Jacobian matrix negative.
Derivatives of Equilibrium Consumer Population with Respect to Potentially Evolving Parameters, Given the Model Consisting of Equations (1a), (1c), and (5)
In each case, the equilibrium condition for the model are differentiated with respect to the parameter of interest, solved for the derivatives of population sizes and trait y with respect to that parameter, and sometimes transformed using the equilibrium conditions:
Diamond Food Web
This model is an extension of equations (1a) and (1c) to a system having three trophic levels and two species on the middle level. The top species in the web, with population size P, is analogous to the consumers in the previous models, so its responses to evolutionary change are examined. It consumes two prey species with population sizes N1 and N2; both prey consume a resource with population size R. The dynamics are given by
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“The flying adaptation among fishes has occurred at least four times; twice among recent fishes and fully as often during geological times.” Figured: “Exocœtus sp.” From “Volant Adaptation in Vertebrates” by Richard S. Lull (The American Naturalist, 1906, 40:537–566).
Associate Editor: Benjamin M. Bolker
Editor: Daniel I. Bolnick